Best Investors
Account
Sign in
Best Investors
Account
Sign in
Rockefeller Capital Management CRD 294197
$36.8B regulatory AUM 423 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-20 |
| TX | RA | APPROVED | 2025-08-20 |
Branch Locations
701 Harger Road, Suite 210, Oak Brook, IL 60523 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-03-01 |
| TX | RA | APPROVED | 2021-03-01 |
Branch Locations
222 West Adams Suite 2450, Chicago, IL 60606 • United States
701 Harger Road, Suite 210, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Whitnell & Co. | Oak Brook | IL | 09/2005 | 03/2021 |
| Rockefeller & Co | Oak Brook | IL | 03/2021 | Present |
| Rockefeller Financial Llc | Oak Brook | IL | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-07 |
| S65 | Uniform Investment Adviser Law Examination | 2011-03-09 |
Reach out to this advisor