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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-08-01 |
| TX | RA | APPROVED | 2024-08-01 |
Branch Locations
128 N Bond St Suite 501, Bel Air, MD 21014 • United States
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | New York | NY | 03/2015 | 08/2024 |
| Rbc Capital Markets, Llc | Hunt Valley | MD | 08/2024 | Present |
(1) NAME OF ENTITY: Notre Dame Preparatory School, Inc. ADDRESS: 815 Hampton Lane Towson MD 21286 INVESTMENT/NOT INVESTMENT RELATED: Yes, I expect to be involved in discussions around investments because I will be a member of the Board Investment Sub-Committee. BUSINESS DESCRIPTION: Private Company START DATE: 12/08/2025 CAPACITY: Committee/Council Member DUTIES: Serve as a volunteer for the Board Investment Sub-Committee for Notre Dame Preparatory School which is an Independent, Catholic Girls School Grades 6-12. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-05-06 |
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