Brian Edward Koch

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 08/2024
  Fidelity Brokerage Services Llc
  New York, NY
• 08/2024 → Present
  Rbc Capital Markets, Llc
  Hunt Valley, MD

Previous Registrations

• 2019-10-23 → 2024-08-08
  Fidelity Personal And Workplace Advisors
  New York, NY

Other Businesses

(1) NAME OF ENTITY: Notre Dame Preparatory School, Inc. ADDRESS: 815 Hampton Lane Towson MD 21286 INVESTMENT/NOT INVESTMENT RELATED: Yes, I expect to be involved in discussions around investments because I will be a member of the Board Investment Sub-Committee. BUSINESS DESCRIPTION: Private Company START DATE: 12/08/2025 CAPACITY: Committee/Council Member DUTIES: Serve as a volunteer for the Board Investment Sub-Committee for Notre Dame Preparatory School which is an Independent, Catholic Girls School Grades 6-12. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-05-06

Designations

• Certified Financial Planner

Other Names

• Edward Koch Brian