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Kevin Thomas Carl Nielsen

Russell Investments

Seattle, WA

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Current Employers
Russell Investments

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-07-03
WA RA APPROVED 2019-07-03
  • IL RA
    APPROVED
    Since 2019-07-03
  • WA RA
    APPROVED
    Since 2019-07-03

Branch Locations

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc. Houston TX 03/2011 05/2019
Russell Investments Seattle WA 07/2019 Present
  • 03/2011 → 05/2019
    Invesco Distributors, Inc.
    Houston, TX
  • 07/2019 → Present
    Russell Investments
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-11
S63 Uniform Securities Agent State Law Examination 2008-09-05
  • S66 Uniform Combined State Law Examination
    2011-07-11
  • S63 Uniform Securities Agent State Law Examination
    2008-09-05

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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