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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-08 |
Branch Locations
354 Mountain View Dr. Suite 200, Colchester, VT 05446 • United States
1407 Route 9 Building 4 - 2Nd Floor, Clifton Park, NY 12065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pks Advisory Services, Llc | Albany | NY | 03/2015 | 07/2021 |
| Health Management Systems, Inc. | Albany | NY | 06/2016 | 07/2020 |
| Halliday Financial Llc | Albany | NY | 07/2021 | 04/2022 |
| Equity Services Inc | Montpelier | VT | 04/2022 | Present |
| National Life Group | Clifton Park | NY | 11/2018 | Present |
| Tsa Management Inc | Albany | NY | 08/2021 | 04/2022 |
| Razzano Law, Pllc | Albany | NY | 10/2018 | Present |
*RAZZANO LAW, PLLC,215 WASHINGTON AVENUE EXTENSION, ALBANY, NY 12205,NON INV REL,ONGOING,OWNER/ATTORNEY, TRUSTS AND ESTATES LAW FIRM PROVIDING LEGAL SERVICES IN ESTATE PLANNING AND ESTATE ADMINSTRATION,OCT 2018,DURING TRD/HRS, 80 HR/MTH. *NPA FINANCIAL. 1407 ROUTE 9, BLDG 4, 2ND FL CLIFTON PARK NY. INV REL. JULY 2024. SALES AND SERVICE OF FIXED INS PRODUCTS. AGENT. DURING TRADE HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-11-10 |
| S65 | Uniform Investment Adviser Law Examination | 2014-12-18 |
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