Timothy Owen Mills

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 08/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Clara, CA
• 02/2016 → 08/2017
  Bank Of America, N.A.
  Santa Clara, CA
• 09/2017 → 11/2018
  Airport Appliance & Mattress
  San Jose, CA
• 12/2018 → 04/2026
  Jpmc Bank Na (Southwest)
  Portola Valley, CA
• 12/2018 → 04/2026
  J.P. Morgan Securities Llc
  Portola Valley, CA
• 04/2026 → Present
  Wells Fargo Clearing Services, Llc
  San Jose, CA
• 04/2026 → Present
  Wells Fargo Bank, Na
  San Jose, CA

Previous Registrations

• 2018-12-19 → 2026-04-05
  J.P. Morgan Securities Llc
  Sunnyvale, CA
  Portola Valley, CA
• 2016-03-08 → 2017-08-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Clara, CA
  San Jose, CA
  Santa Clara, CA
  Santa Clara, CA
• 2008-05-14 → 2008-09-23
  Td Ameritrade, Inc.
  Cupertino, CA
• 2008-05-14 → 2008-09-23
  Td Ameritrade Investment Management, Llc
  Cupertino, CA
• 2008-01-30 → 2008-04-24
  Fisher Investments
  San Mateo, CA
  Plano, TX
• 2004-07-07 → 2008-01-09
  Td Ameritrade, Inc.
  San Mateo, CA
  San Jose, CA
• 2006-04-24 → 2008-01-09
  Td Ameritrade Investment Management, Llc
  San Mateo, CA
• 2003-10-28 → 2004-05-18
  Charles Schwab & Co., Inc.
  San Jose, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-21
• S66 Uniform Combined State Law Examination
  2000-06-22

Other Names

• Timothy O Mills
• Tim Mills
• Timothy Mills
• Timothy Owen Mills