Timothy Owen Mills

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-04-29

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Santa Clara	CA	02/2016	08/2017
Bank Of America, N.A.	Santa Clara	CA	02/2016	08/2017
Airport Appliance & Mattress	San Jose	CA	09/2017	11/2018
Jpmc Bank Na (Southwest)	Portola Valley	CA	12/2018	04/2026
J.P. Morgan Securities Llc	Portola Valley	CA	12/2018	04/2026
Wells Fargo Clearing Services, Llc	San Jose	CA	04/2026	Present
Wells Fargo Bank, Na	San Jose	CA	04/2026	Present

02/2016 → 08/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Clara, CA
02/2016 → 08/2017

Bank Of America, N.A.

Santa Clara, CA
09/2017 → 11/2018

Airport Appliance & Mattress

San Jose, CA
12/2018 → 04/2026

Jpmc Bank Na (Southwest)

Portola Valley, CA
12/2018 → 04/2026

J.P. Morgan Securities Llc

Portola Valley, CA
04/2026 → Present

Wells Fargo Clearing Services, Llc

San Jose, CA
04/2026 → Present

Wells Fargo Bank, Na

San Jose, CA

2018-12-19 → 2026-04-05

J.P. Morgan Securities Llc

Sunnyvale, CA

Portola Valley, CA
2016-03-08 → 2017-08-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Clara, CA

San Jose, CA

Santa Clara, CA

Santa Clara, CA
2008-05-14 → 2008-09-23

Td Ameritrade, Inc.

Cupertino, CA
2008-05-14 → 2008-09-23

Td Ameritrade Investment Management, Llc

Cupertino, CA
2008-01-30 → 2008-04-24

Fisher Investments

San Mateo, CA

Plano, TX
2004-07-07 → 2008-01-09

Td Ameritrade, Inc.

San Mateo, CA

San Jose, CA
2006-04-24 → 2008-01-09

Td Ameritrade Investment Management, Llc

San Mateo, CA
2003-10-28 → 2004-05-18

Charles Schwab & Co., Inc.

San Jose, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-03-21
S66	Uniform Combined State Law Examination	2000-06-22

Other Firms