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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-12-16 |
Branch Locations
1301 Walla Walla Avenue Suite A, Wenatchee, WA 98801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Spokane | WA | 01/2020 | 07/2021 |
| New York Life Insurance Company | Spokane | WA | 06/2019 | 07/2021 |
| Capital Group | Irvine | CA | 06/2008 | 05/2019 |
| Draggoo Financial Group | Wenatchee | WA | 05/2020 | 07/2021 |
| Draggoo Financial Group | Wenatchee | WA | 07/2021 | Present |
| Nylife Securities Llc | Spokane | WA | 10/2021 | Present |
| Eagle Strategies Llc | Wenatchee | WA | 12/2021 | Present |
[OPERATING UNDER THE DBA NAME OF DRAGGOO FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; WENATCHEE, WA; START DATE: 05/2020] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 1301 Walla Walla Ave Ste A, Wenatchee, WA 98801; Start Date: 8/2021; Role/Title: Insurance Broker; Investment related; 2 hours per month; 2 hours per month during securities trading hours; I am a licensed/registered assistant to Braden Draggoo and assist him with the insurance brokering as needed]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2020-05-07 |
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