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Catherine A Busot

Morgan Stanley

Coral Gables, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
FL RA APPROVED 2010-04-07
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • FL RA
    APPROVED
    Since 2010-04-07

Branch Locations

220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Coral Gables FL 07/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/2009 → Present
    Morgan Stanley Smith Barney
    Coral Gables, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

*638320- Noltico LLC; Investment related: Yes; Miami, Florida; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2025; During business hours: 0; After business hours: 5; Other Owner of the Condo

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-29
S63 Uniform Securities Agent State Law Examination 2010-02-24
  • S65 Uniform Investment Adviser Law Examination
    2010-03-29
  • S63 Uniform Securities Agent State Law Examination
    2010-02-24
Other Names
  • Catherine Busot

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