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Kevin R Walls

Stifel, Nicolaus & Company, Incorporated

Greenville, DE

Coatesville, PA

CRD 5546412

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-07-30
TX RA APPROVED_RES 2020-03-20
DE RA APPROVED 2015-10-29
  • PA RA
    APPROVED
    Since 2020-07-30
  • TX RA
    APPROVED_RES
    Since 2020-03-20
  • DE RA
    APPROVED
    Since 2015-10-29

Branch Locations

4001 Kennett Pike Suite 220, Greenville, DE 19807 • United States

Coatesville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Greenville DE 10/2015 Present
  • 10/2015 → Present
    Stifel Nicolaus & Co Inc
    Greenville, DE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-09
S63 Uniform Securities Agent State Law Examination 2008-07-16
  • S66 Uniform Combined State Law Examination
    2013-05-09
  • S63 Uniform Securities Agent State Law Examination
    2008-07-16
Other Names
  • Kevin Walls

View on SEC IAPD

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Nearby Investors

David Cook Reynolds
Patrick Edward Walsh
Alyson Renee Kest

Nearby Offices

SPEARHEAD ADMINISTRATIVE SERVICES, LLC · GREENVILLE, DE
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILMINGTON, DE
EDWARD JONES · Greenville, DE

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