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Kevin R Walls

Stifel, Nicolaus & Company, Incorporated

Greenville, DE

Coatesville, PA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-07-30
TX RA APPROVED_RES 2020-03-20
DE RA APPROVED 2015-10-29
  • PA RA
    APPROVED
    Since 2020-07-30
  • TX RA
    APPROVED_RES
    Since 2020-03-20
  • DE RA
    APPROVED
    Since 2015-10-29

Branch Locations

4001 Kennett Pike Suite 220, Greenville, DE 19807 • United States

Coatesville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Greenville DE 10/2015 Present
  • 10/2015 → Present
    Stifel Nicolaus & Co Inc
    Greenville, DE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-09
S63 Uniform Securities Agent State Law Examination 2008-07-16
  • S66 Uniform Combined State Law Examination
    2013-05-09
  • S63 Uniform Securities Agent State Law Examination
    2008-07-16
Other Names
  • Kevin Walls

View on SEC IAPD

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LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
MARVIN & PALMER ASSOCIATES
COMMONWEALTH FINANCIAL NETWORK
&PARTNERS

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David Cook Reynolds
Patrick Edward Walsh
Alyson Renee Kest
Mark P Hamilton
Kevin Osmar Noguez Ochoa
Aaron Christopher Leonard
MICHAEL THOMAS FARQUHARSON
JEANNE ELIZABETH GRIFFITH

Other Offices

SPEARHEAD ADMINISTRATIVE SERVICES, LLC · GREENVILLE, DE
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILMINGTON, DE
EDWARD JONES · Greenville, DE
LPL FINANCIAL LLC · WILMINGTON, DE
WELLS FARGO CLEARING SERVICES, LLC · GREENVILLE, DE
MARVIN & PALMER ASSOCIATES · WILMINGTON, DE
COMMONWEALTH FINANCIAL NETWORK · Wilmington, DE
&PARTNERS · Wilmington, DE

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