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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-30
CA RA APPROVED 2010-05-18
  • AZ RA
    APPROVED
    Since 2023-05-30
  • CA RA
    APPROVED
    Since 2010-05-18

Branch Locations

6401 North Campbell Ave, Tucson, AZ 85718 • United States

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 04/2010 Present
Charles Schwab Bank, Ssb Phoenix AZ 11/2016 Present
Td Ameritrade Inc. Phoenix AZ 05/2023 06/2024
  • 04/2010 → Present
    Phoenix, AZ
  • 11/2016 → Present
    Charles Schwab Bank, Ssb
    Phoenix, AZ
  • 05/2023 → 06/2024
    Td Ameritrade Inc.
    Phoenix, AZ
Previous Registrations
  • 2008-09-03 → 2008-12-16
    St Louis, MO
    Tempe, AZ
    Tempe, AZ
Other Businesses

1) CCMC Holdings LLC | Investment Related:No|2502 E Montebello Ave|phoenix|AZ|85016|USA|Real Estate (Non-Agent/Broker)|Property Owner|12/1/2019|Less than 20|0|I will own the building and land for a commercial property collecting monthly rent. There will be minimal hours needed for this rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-14
  • S66 Uniform Combined State Law Examination
    2008-08-14
Other Names
  • Choe Charles
  • Choe Y Charles

View on SEC IAPD

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