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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 02/2014 | 03/2017 |
| Cambridge Investment Research Advisors | Fairfield | IA | 02/2014 | 03/2017 |
| Commonwealth Financial Network | Waltham | MA | 03/2017 | 07/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, 02/2014, INV REL, 160 HRS/MO - 120 HRS/MO TRADING. 2) AVL FINANCIAL LLC, 15 Pleasant Hill Dr, Asheville NC 28804, United States, 12/2011, Owner, Insurance/Benefits/Human Resources, NIR, 8 HR/MO – 2 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-13 |
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