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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-04-19
  • FL RA
    APPROVED
    Since 2011-04-19

Branch Locations

70 S. Keller Road, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 03/2011 Present
Previous Registrations
  • 2010-03-26 → 2011-03-23
    Chase Investment Services Corp.
    Winter Park, FL
  • 2008-09-02 → 2010-01-07
    St Louis, MO
    Oviedo, FL
    Orlando, FL
Other Businesses

ebay seller|Investment Related:No|Retail|ebay seller|2022-04-25|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Looking to sell items on ebay

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-14
  • S66 Uniform Combined State Law Examination
    2008-08-14
Other Names
  • Nick Bonk

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Orlando, FL

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