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Current Employers
Bernardi Asset Management, Llc

423 Central Avenue, Northfield, IL 60093 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-05-09
IL RA APPROVED 2015-01-14
  • LA RA
    APPROVED
    Since 2022-05-09
  • IL RA
    APPROVED
    Since 2015-01-14

Branch Locations

423 Central Avenue, Northfield, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernardi Securities Northfield IL 08/2013 Present
  • 08/2013 → Present
    Bernardi Securities
    Northfield, IL
Other Businesses

MATTHEW BERNARDI IS ENGAGED IN THE FOLLOWING OUTSIDE BUSINESS ACTIVITIES: #1 MANAGING PARTNER OF MPBC HOLDINGS LLC. THIS ENTITY INVESTS SINGLE FAMILY REAL ESTATE IN THE CHICAGO AREA. THE ENTITY IS LOCATED AT 366 S. BASSWOOD, LAKE FOREST IL 60045. THE START DATE WAS FEBRUARY 2011. THE TIME INVOLVEMENT IS MINIMAL AND NOT DURING SECURITIES TRADING HOURS. #2 INVESTOR IN RTM LLC. THIS ENTITY INVESTS IN REAL-ESTATE PROPERTIES. THE BUSINESS IS LOCATED AT 111 N. SUFFOLK LN LAKE FOREST IL 60045. START DATE WAS DECEMBER 2012. LIMITED TIME GIVEN ONLY OVER WEEKENDS, TOTALING LESS THAN AN HOUR/MONTH. #3 MEMBER OF CHURCHILL FARMS HOLDINGS LLC. THIS ENTITY PURCHASES AND LEASES FARMLAND. THE ENTITY IS LOCATED AT 111 N. SUFFOLK LN LAKE FOREST IL 60045. THE START DATE WAS DECEMBER 2014. THE TIME INVOLVEMENT IS MINIMAL AND NOT DURING SECURITIES TRADING HOURS. #4 BERNARDI ASSET MANAGEMENT, LLC. TITLE- INVESTMENT ADVISOR. THIS ENTITY IS AN INVESTMENT ADVISOR FIRM AND AFFILIATE OF BERNARDI SECURITIES, INC. THE ENTITY IS LOCATED AT 423 CENTRAL AVENUE, NORTHFIELD, IL 60093. START DATE WAS DECEMBER 2014. TIME INVOLVED IS APPROXIMATELY 40+ HRS/WK. MAJORITY OF TIME SPENT IS DURING TRADING HOURS. #5 PARTNER IN THURBER-JUNCTION LLC. ENTITY IS REAL ESTATE HOLDING LLC. ENTITY IS LOCATED AT 111 N SUFFOLK LN, LAKE FOREST, IL 60045. START DATE WAS FEBRUARY 2020. TIME INVOLVEMENT IS MINIMAL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-23
S63 Uniform Securities Agent State Law Examination 2013-11-08
  • S65 Uniform Investment Adviser Law Examination
    2014-12-23
  • S63 Uniform Securities Agent State Law Examination
    2013-11-08

View on SEC IAPD

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