Joseph Montgomery Grim

Current Employers

Employment History

• 09/2009 → 09/2019
  Summit Brokerage Services
  Greenville, SC
• 09/2009 → Present
  Advanced Planning, Inc.
  Greenville, SC
• 07/2011 → Present
  Advanced Planning, Inc.
  Greenville, SC
• 09/2019 → Present
  Cetera Wealth Services, Llc
  Greenville, SC

Previous Registrations

• 2012-09-05 → 2013-03-28
  Summit Financial Group Inc
  Greenville, SC

Other Businesses

(1) NAME OF OTHER BUSINESS: ADVANCED PLANNING, INC- CRD#158753; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE ; START DATE: 03/2013; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT; (2) NAME OF OTHER BUSINESS: ADVANCED PLANNING, INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; START DATE: 03/2013; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-27
• S63 Uniform Securities Agent State Law Examination
  2011-06-27

Designations

Other Names

• Joseph Montgomery Grim Iii
• Joseph M Grim