Best Investors Account Sign in
Inactive

Helen Shih Chu-Suwarnasarn

Hightower Advisors, LLC

Beverly Hills, CA

Claim This Profile
Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-06
  • CA RA
    APPROVED
    Since 2024-02-06

Branch Locations

9777 Wilshire Blvd Suite 1018, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lourdmurray Beverly Hills CA 08/2015 Present
Hightower Advisors Llc Chicago IL 07/2019 Present
Previous Registrations
  • 2015-12-15 → 2019-08-08
    Lourdmurray
    Beverly Hills, CA
  • 2010-04-09 → 2015-08-28
    Seia
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-26
  • S66 Uniform Combined State Law Examination
    2009-05-26
Other Names
  • Helen S Chu
  • Helen Shih Chu

View on SEC IAPD

Other Firms

MORGAN STANLEY
EAGLE STRATEGIES LLC
RBC SECURITIES, INC
RBC ROCHDALE, LLC
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

CECIL YAN SEE HO
JONATHAN Y MCLEAN
ERIN PATRICE BROOKS
Audrey Shih-Min Chang
JULIE FORMAN
KAMRAN W. HEDJASI
HRIPSIME SIMA KEOSHGERIAN
LILY CAI

Other Offices

MORGAN STANLEY · Pasadena, CA
EAGLE STRATEGIES LLC · Pasadena, CA
RBC SECURITIES, INC · Pasadena, CA
EAGLE STRATEGIES LLC · PASADENA, CA
RBC ROCHDALE, LLC · Pasadena, CA
EAGLE STRATEGIES LLC · PASADENA, CA
LPL FINANCIAL LLC · PASADENA, CA
LPL FINANCIAL LLC · PASADENA, CA

More in Beverly Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor