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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-06-12
TX RA APPROVED 2020-06-12
  • KY RA
    APPROVED
    Since 2020-06-12
  • TX RA
    APPROVED
    Since 2020-06-12

Branch Locations

3645 Harrodsburg Road, Lexington, KY 40513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lexington KY 03/2020 Present
Jpmorgan Chase Bank,N A Lexington KY 04/2013 02/2020
Jpmorgan Chase Bank,N A Lexington KY 03/2020 Present
J.P. Morgan Securities Llc Lexington KY 06/2008 02/2020
Other Businesses

ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: CENTERPOINTE CHRISTIAN CHURCH POSITION: FINANCE COMMITTEE MEMBER START DATE: 10/3/2017 ADDRESS: 865 Lexington, KY DETAILS: MEET WITH THE OTHER COMMITTEE MEMBERS ON A QUARTERLY BASIS TO REVIEW THE PROPOSED AND ACTUAL BUDGET FOR THE YEAR. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): TWO HOURS ONCE EVERY QUARTER. HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-11
S63 Uniform Securities Agent State Law Examination 2008-07-18
  • S66 Uniform Combined State Law Examination
    2020-06-11
  • S63 Uniform Securities Agent State Law Examination
    2008-07-18
Other Names
  • Dustin H Mcgill

View on SEC IAPD

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