Best Investors Account Sign in

Brandon Baarz

Morgan Stanley

South Jordan, UT

Herriman, UT

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-13
UT RA APPROVED 2020-09-02
  • TX RA
    APPROVED
    Since 2021-12-13
  • UT RA
    APPROVED
    Since 2020-09-02

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

Herriman, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 01/2018 06/2018
Independent Property Management Tulsa OK 03/2014 09/2016
Unemployed Sandy UT 10/2016 11/2016
Appreciation Financial Salt Lake City UT 11/2016 06/2017
Unemployed Sandy UT 07/2017 01/2018
Morgan Stanley South Jordan UT 03/2019 Present
Unemployed Sandy UT 06/2018 03/2019
Morgan Stanley Services Group, Inc. South Jordan UT 03/2019 01/2020
  • 01/2018 → 06/2018
    E*Trade Securities Llc
    Sandy, UT
  • 03/2014 → 09/2016
    Independent Property Management
    Tulsa, OK
  • 10/2016 → 11/2016
    Unemployed
    Sandy, UT
  • 11/2016 → 06/2017
    Appreciation Financial
    Salt Lake City, UT
  • 07/2017 → 01/2018
    Unemployed
    Sandy, UT
  • 03/2019 → Present
    Morgan Stanley
    South Jordan, UT
  • 06/2018 → 03/2019
    Unemployed
    Sandy, UT
  • 03/2019 → 01/2020
    Morgan Stanley Services Group, Inc.
    South Jordan, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-02
S63 Uniform Securities Agent State Law Examination 2018-03-12
  • S66 Uniform Combined State Law Examination
    2020-09-02
  • S63 Uniform Securities Agent State Law Examination
    2018-03-12
Other Names
  • Brandon Scott Baarz

View on SEC IAPD

Other Firms

LPG CAPITAL MANAGEMENT
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
PORTSIDE WEALTH GROUP, LLC
DIVERGENT WEALTH ADVISORS, LLC
WEALTHSPIRE RETIREMENT ADVISORY
D.A. DAVIDSON & CO.
CASULL FINANCIAL ADVISORY, LLC

Other Investors

Michael L Child
Michael Phillip Owen
Melissa Ann Child
Robert Merrill Lym
Matthew Edward Elson
ROBERT RANDALL GOGGINS
BRIAN NEIL SLADE
LEX JOHN DROLLINGER

Other Offices

LPG CAPITAL MANAGEMENT · SOUTH JORDAN, UT
LPL FINANCIAL LLC · SOUTH JORDAN, UT
OSAIC WEALTH, INC. · SOUTH JORDAN, UT
PORTSIDE WEALTH GROUP, LLC · South Jordan, UT
DIVERGENT WEALTH ADVISORS, LLC · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT
D.A. DAVIDSON & CO. · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT

More in South Jordan, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor