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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-29 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States
Los Angeles, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, LOS ANGELES, CA, 33.3% OWNER START: 10/31/2018, 3 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. RENTAL PROPERTY; INV. RELATED; LOS ANGELES, CA; 33.3% OWNERSHIP; START DATE 10/31/2018; 3 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: COLLECTING RENT AND MAKING SURE UNITS ARE FUNCTIONING PROPERLY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-17 |
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