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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T D Ameritrade | Omaha | NE | 09/2007 | 04/2023 |
| Charles Schwab & Co., Inc. | Omaha | NE | 04/2023 | Present |
Name of Outside Business: Real Estate - Owner; Investment Related: No; Address of Outside Business: Council Bluffs IA; Nature of Outside Business: Rental Property; Position: landlord; Start Date:10/15/2012; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: collect rent on the property I own, upkeep of the property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-10 |
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