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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-17
SD RA APPROVED 2010-08-05
  • TX RA
    APPROVED_RES
    Since 2021-06-17
  • SD RA
    APPROVED
    Since 2010-08-05

Branch Locations

4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Ins Co Sioux Falls SD 06/2010 Present
Principal Securities Inc Sioux Falls SD 03/2016 Present
  • 06/2010 → Present
    Principal Life Ins Co
    Sioux Falls, SD
  • 03/2016 → Present
    Sioux Falls, SD
Other Businesses

**OUTSIDE INSURANCE, BROKER, LIFE, DI, LTC, HEALTH, GROUP BENEFITS, 10/1/13. **EBI INC POSITION: Vice President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 4910 S. Isabel Place, Suite 100, Sioux Falls SD 57108, United States DESCRIPTION: My Father James Clark is President of EBI. It is a corporation used for the operation of business expenses and staffing for Jim as a registered representative with Principal. Jim will add me as Vice President of the corporation as part of a plan to eventually succeed him as president when he retires. **JESSE CLARK BUSINESS L.L.C. POSITION: President/Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/04/2024 ADDRESS: 4910 S. Isabel Pl, Suite 100, Sioux falls SD 57108, United States DESCRIPTION: Set up an LLC for the full purpose of compensating staff as an Advisor of Principal Financial. There will be no other business activities related to this. It will also not be used as a DBA. **JESSE CLARK BUSINESS LLC POSITION: Consulting Fees NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2025 ADDRESS: 4910 S. Isabel Pl, Sioux Falls SD 57108, United States DESCRIPTION: I pay approximately $15,000 quarterly for my father's consulting services. He was also an advisor with Principal but recently retired. This payment is for his guidance while I am transitioning his book of business to my practice. I do not split commissions with him. He does not go on appointments with me. The payments are not based on commission, referrals, or sales incentives. I issue him a 1099 for these payments. He provides guidance as a mentor and helps me review my practice consistently for ways to improve efficiency. **WEBSITE ADDRESS POSITION: Website NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2026 ADDRESS: 4910 S. Isabel Place, Suite 100, Sioux falls SD 57108, United States DESCRIPTION: We are creating a DBA for the sole purpose of having domain name Jtjsfinancial.com. We won't be using the DBA for any marketing, client communications, email or any other purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-17
  • S66 Uniform Combined State Law Examination
    2010-07-17

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