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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| SD | RA | APPROVED | 2010-08-05 |
Branch Locations
4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Ins Co | Sioux Falls | SD | 06/2010 | Present |
| Principal Securities Inc | Sioux Falls | SD | 03/2016 | Present |
**OUTSIDE INSURANCE, BROKER, LIFE, DI, LTC, HEALTH, GROUP BENEFITS, 10/1/13. **EBI INC POSITION: Vice President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 4910 S. Isabel Place, Suite 100, Sioux Falls SD 57108, United States DESCRIPTION: My Father James Clark is President of EBI. It is a corporation used for the operation of business expenses and staffing for Jim as a registered representative with Principal. Jim will add me as Vice President of the corporation as part of a plan to eventually succeed him as president when he retires. **JESSE CLARK BUSINESS L.L.C. POSITION: President/Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/04/2024 ADDRESS: 4910 S. Isabel Pl, Suite 100, Sioux falls SD 57108, United States DESCRIPTION: Set up an LLC for the full purpose of compensating staff as an Advisor of Principal Financial. There will be no other business activities related to this. It will also not be used as a DBA. **JESSE CLARK BUSINESS LLC POSITION: Consulting Fees NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2025 ADDRESS: 4910 S. Isabel Pl, Sioux Falls SD 57108, United States DESCRIPTION: I pay approximately $15,000 quarterly for my father's consulting services. He was also an advisor with Principal but recently retired. This payment is for his guidance while I am transitioning his book of business to my practice. I do not split commissions with him. He does not go on appointments with me. The payments are not based on commission, referrals, or sales incentives. I issue him a 1099 for these payments. He provides guidance as a mentor and helps me review my practice consistently for ways to improve efficiency. **WEBSITE ADDRESS POSITION: Website NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2026 ADDRESS: 4910 S. Isabel Place, Suite 100, Sioux falls SD 57108, United States DESCRIPTION: We are creating a DBA for the sole purpose of having domain name Jtjsfinancial.com. We won't be using the DBA for any marketing, client communications, email or any other purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-17 |
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