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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
10261 Yellow Circle Dr, Minnetonka, MN 55330 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Life | Minneapolis | MN | 03/2012 | 12/2019 |
| Questar Capital Corporation | Minneapolis | MN | 04/2017 | 07/2019 |
| Questar Capital Corporation | Minneapolis | MN | 05/2016 | 04/2017 |
| Securian Financial Services Inc | St Paul | MN | 02/2020 | 12/2022 |
| Fortune Financial | Minnetonka | MN | 02/2020 | 12/2022 |
| Cri Securities Llc | Minnetonka | MN | 02/2020 | 10/2021 |
| Fortune Financial/Northstar Financial Group | Minnetonka | MN | 12/2022 | Present |
| Securian Financial Services Inc | St Paul | MN | 12/2022 | 08/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 12/2022 | 08/2023 |
| Cetera Wealth Services, Llc | Minnetonka | MN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. NORTH STAR RESOURCE GROUP, MINNEAPOLIS, MN, INVESTMENT RELATED, Fixed Insurance AGENT, 12/2022-ONGOING, 10 HOURS PER MONTH, 10 TRADE HOURS. .2. FORTUNE FINANCIAL DBA POSITION: EMPLOYEE NATURE: DBA INVESTMENT RELATED: NO NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 02/17/2020 ADDRESS: 10261 YELLOW CIRCLE DRIVE, MINNETONKA MN 55343, UNITED STATES DESCRIPTION: DAILY BUSINESS FUNCTIONS AS FORTUNE FINANCIAL UNDER NORTHSTAR RESOURCE GROUP 3. JARNES FINANCIAL POSITION: OWNER NATURE: BUSINESS OWNER INVESTMENT RELATED: YES NUMBER OF HOURS: 40 HR/MONTH BUSINESS, 10 HR/MONTH TRADING START DATE: 01/2023 - ONGOING ADDRESS: MINNETONKA MN 4. JARNES TRUSTEE POSITION: TRUSTEE NATURE: TRUSTEE INVESTMENT RELATED: NO NUMBER OF HOURS: 1 HR/MONTH BUSINESS, 0 HR/MONTH TRADING START DATE: 11/2021-ONGOING ADDRESS: EDEN PRAIRIE, MN 5. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2019; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-23 |
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