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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

10261 Yellow Circle Dr, Minnetonka, MN 55330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianz Life Minneapolis MN 03/2012 12/2019
Questar Capital Corporation Minneapolis MN 04/2017 07/2019
Questar Capital Corporation Minneapolis MN 05/2016 04/2017
Securian Financial Services Inc St Paul MN 02/2020 12/2022
Fortune Financial Minnetonka MN 02/2020 12/2022
Cri Securities Llc Minnetonka MN 02/2020 10/2021
Fortune Financial/Northstar Financial Group Minnetonka MN 12/2022 Present
Securian Financial Services Inc St Paul MN 12/2022 08/2023
Minnesota Life Insurance Co St Paul MN 12/2022 08/2023
Cetera Wealth Services, Llc Minnetonka MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 03/2012 → 12/2019
    Allianz Life
    Minneapolis, MN
  • 04/2017 → 07/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 05/2016 → 04/2017
    Questar Capital Corporation
    Minneapolis, MN
  • 02/2020 → 12/2022
    Securian Financial Services Inc
    St Paul, MN
  • 02/2020 → 12/2022
    Fortune Financial
    Minnetonka, MN
  • 02/2020 → 10/2021
    Cri Securities Llc
    Minnetonka, MN
  • 12/2022 → Present
    Fortune Financial/Northstar Financial Group
    Minnetonka, MN
  • 12/2022 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 12/2022 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minnetonka, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-02-26 → 2023-08-10
    Securian Financial Services, Inc.
    Minnetonka, MN
    St. Paul, MN
  • 2020-02-26 → 2021-10-21
    Cri Securities, Llc
    Minnetonka, MN
  • 2015-01-26 → 2019-07-15
    Questar Asset Management, Inc.
    Minneapolis, MN
    Minneapolis, MN
Other Businesses

1. NORTH STAR RESOURCE GROUP, MINNEAPOLIS, MN, INVESTMENT RELATED, Fixed Insurance AGENT, 12/2022-ONGOING, 10 HOURS PER MONTH, 10 TRADE HOURS. .2. FORTUNE FINANCIAL DBA POSITION: EMPLOYEE NATURE: DBA INVESTMENT RELATED: NO NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 02/17/2020 ADDRESS: 10261 YELLOW CIRCLE DRIVE, MINNETONKA MN 55343, UNITED STATES DESCRIPTION: DAILY BUSINESS FUNCTIONS AS FORTUNE FINANCIAL UNDER NORTHSTAR RESOURCE GROUP 3. JARNES FINANCIAL POSITION: OWNER NATURE: BUSINESS OWNER INVESTMENT RELATED: YES NUMBER OF HOURS: 40 HR/MONTH BUSINESS, 10 HR/MONTH TRADING START DATE: 01/2023 - ONGOING ADDRESS: MINNETONKA MN 4. JARNES TRUSTEE POSITION: TRUSTEE NATURE: TRUSTEE INVESTMENT RELATED: NO NUMBER OF HOURS: 1 HR/MONTH BUSINESS, 0 HR/MONTH TRADING START DATE: 11/2021-ONGOING ADDRESS: EDEN PRAIRIE, MN 5. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2019; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 3; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-14
S63 Uniform Securities Agent State Law Examination 2010-01-23
  • S66 Uniform Combined State Law Examination
    2014-07-14
  • S63 Uniform Securities Agent State Law Examination
    2010-01-23
Other Names
  • Kristin Louise Jarnes
  • Kristin Louise Jarnes
  • Kristin Louise Jarnes

View on SEC IAPD

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