Seth Dustin Waller

Current Employers

Employment History

• 01/2012 → Present
  Falcon Investment Strategies, Llc
  Salisbury, NC
• 08/2020 → 05/2023
  Trident Insured Llc
  Salisbury, NC

Previous Registrations

• 2010-02-23 → 2011-12-19
  Ameriprise Financial Services, Llc
  Rockwell, NC
• 2009-03-25 → 2009-08-11
  Edward Jones
  Salisbury, NC
  St Louis, MO

Other Businesses

1. SELLING FIXED INSURANCE PRODUCTS, INDEPENDENT AGENT, INVESTMENT RELATED, 200 Statesville Blvd. Suite 1001, Salisbury, NC 28144 2. Trident Property Group LLC - Investing in real estate property, not investment related. Managing Member. The address is 200 Statesville Blvd, Salisbury, NC 28144. This work is not related to advisory services and he spends approximately 5% of this time on this activity. 3. AGW&T Properties LLC - a real estate holding company, not investment related. This work is not related to advisory services and he spends approximately 5% of his time on this activity. 4. Trident Health and Nutrition LLC - holding company for ownership of GNC franchise, not investment related. 5. Falcon Health and Nutrition LLC - Managing Member of Falcon Health and Nutrition LLC, a franchisee of GNC. This work is not related to advisor services and he spends approximately 10% of his time on this activity. Address for this holding entity is 200 Statesville Blvd, Salisbury, NC 28144. 6. Rowan Renegades LLC - Managing Member, a holding company for a youth baseball organization. This work is not related to advisory services and he spends approximately 5% of his time on this activity. Duties included coaching youth baseball and overseeing the baseball team.

Exams

• S66 Uniform Combined State Law Examination
  2009-03-13

Other Names

• Seth Dustin Waller