Cory Michael Allen

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 09/2023 → Present
  The Allen Family Company
  Kettering, OH
• 02/2024 → Present
  Archbishop Alther High School
  Kettering, OH
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-08-05 → 2010-06-22
  Thrivent Investment Management Inc.
  Kettering, OH
  Copley, OH
  Dayton, OH

Other Businesses

1. INSURANCE, 509 OAKVIEW DRIVE, KETTERING, OH 45429. 2. NAME OF OTHER BUSINESS: PEAK ADVISORY GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 03/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVICE AND FINANCIAL PLANNING; 3. NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: REFERER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: NO DUTIES, MAY REFER CLIENTS TO CPA OF COMPANY FOR SERVICE; 4. NAME OF OTHER BUSINESS: PROSPERITY ADVISORS, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: ARCHBISHOP ALTHER HIGH SCHOOL INVESTMENT RELATED: NO, ADDRESS: 940 EAST DAVID RD, KETTERING, OH 45429, NATURE OF BUSINESS: HIGH SCHOOL SPORTS, START DATE: 02/2024, POSITION/TITLE/RELATIONSHIP: HEAD VARSITY BASEBALL COACH, APX NUMBER OF HOURS PER WEEK: 6, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF ALL ASPECTS OF THE BASEBALL PROGRAM; 6. NAME OF OTHER BUSINESS: THE ALLEN FAMILY COMPANY, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: RECEIVE SHAREHOLDER DISTRIBUTIONS FROM PROSPERITY ADVISORS, LLC, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF FUNDS;

Exams

• S66 Uniform Combined State Law Examination
  2008-08-01