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294 West Exchange Street, Providence, RI 02903-1004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2011-08-26 |
Branch Locations
294 West Exchange Street, Providence, RI 02903-1004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategicpoint Securities, Llc | Providence | RI | 04/2011 | 09/2017 |
| Strategicpoint Investment Advisors, Llc | Providence | RI | 04/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-29 |
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