Peter Benjamin Horstman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2018
  Lpl Financial, Llc
  Greenwood Village, CO
• 06/2018 → Present
  Lpl Financial Llc
  Greenwood Village, CA
• 08/2015 → 09/2019
  Prosperion Financial Advisors
  Greenwood Village, CO

Previous Registrations

• 2009-10-22 → 2011-08-08
  Morgan Stanley
  Greenwood Village, CO
  Purchase, NY

Other Businesses

1. 8/20/2019 - Prosperion Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2018 - 0 Hours Per Month. 2. 5/21/2021 - HLS Investments, LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date: 11/15/2012 - 0 Hours Per Month/0 Hours During Securities Trading - Receiving cash flow from passive investments through this LLC only. 3. 12/17/2020 - Horstman Advisors, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 11/26/2019 - 160 Hours Per Month During Securities Trading. 4. 3/2/2021 - HLS 4526 Tennyson LLC - Investment Related - Denver, CO 80212 - Real Estate Rental - Start Date: 6/24/2016 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2018-06-29

Other Names

• Peter Benjamin Horstman