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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-01-18 |
Branch Locations
782 Farmington Ave, Farmington, CT 06032 • United States
3180 Berlin Turnpike, Newington, CT 06111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services, Inc. | Shelton | CT | 06/2008 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Shelton | CT | 07/2016 | 12/2017 |
| Mml Investors Services, Llc | Shelton | CT | 03/2017 | 12/2017 |
| J.P. Morgan Securities Llc | Farmington | CT | 01/2018 | Present |
| Jpmorgan Chase Bank, N.A. | Farmington | CT | 01/2018 | Present |
| Barnum Financial Group | Shelton | CT | 08/2008 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-22 |
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