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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-01-03 |
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Birmingham | AL | 02/2013 | 01/2023 |
| Stifel, Nicolaus & Company, Incorporated | Birmingham | AL | 01/2023 | Present |
1. 604 38th Street LLC; 45 Randolph Road, Birmingham, AL 35213; Rental property; Member; Manage rental property; 01/01/2020; 1 Hour per Month; Not during securities trading hours; Investment-Related 2. O'Neal Library Foundation; 50 Oak St, Mountain Brook, AL 35213; Foundation supporting the local library; Board Member/Investment Committee Member; Oversee foundation operations & monitor foundation investments; 01/01/2019; 2 Hours per Month; Not during securities trading hours; Not Investment-Related. 3. Leslie Ann Condominiums; 2008 Lancaster Rd Birmingham AL 35209; member of the condominium board; board member of the Homeowner's Association; 04/23/2025; 1 hr/quarter; not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-20 |
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