Artis Garrett

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 02/2021
  American United Life
  Indianapolis, IN
• 08/2016 → 02/2021
  Oneamerica Securities
  Indianapolis, IN
• 02/2021 → Present
  Mml Investors Services
  Glen Allen, VA
• 02/2021 → Present
  Mass Mutual Life Insurance Co.
  Glen Allen, VA

Previous Registrations

• 2016-08-05 → 2021-02-13
  Oneamerica Securities, Inc.
  Midlothian, VA
  Indianapolis, IN
• 2014-11-04 → 2016-07-19
  Msi Financial Services, Inc.
  Richmond, VA

Other Businesses

1) Name: Nightskool Entertainment LLC, Inv Rel: Y Addr: @residential address on file, Nature: Music Label, Position: Owner, Start: July 2016, No Hr/Mo:84 No Hr/Mo Dur Trading:0, Duties :I help develop, organize and promote artists and musicians. 2) Artis Garrett Inv Rel: N Addr: @residential address on file Nature: Wrote a book Position: Author Start: 6/30/2023 No Hr/Mo: 1 No Hr/Mo Dur Trading: 0, Duties: I wrote a book.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-15
• S63 Uniform Securities Agent State Law Examination
  2008-12-15

Other Names

• Artis Jermaine Garrett