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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-03-04 |
Branch Locations
East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Indianapolis | IN | 03/2016 | 02/2021 |
| Oneamerica Securities | Indianapolis | IN | 08/2016 | 02/2021 |
| Mml Investors Services | Glen Allen | VA | 02/2021 | Present |
| Mass Mutual Life Insurance Co. | Glen Allen | VA | 02/2021 | Present |
1) Name: Nightskool Entertainment LLC, Inv Rel: Y Addr: @residential address on file, Nature: Music Label, Position: Owner, Start: July 2016, No Hr/Mo:84 No Hr/Mo Dur Trading:0, Duties :I help develop, organize and promote artists and musicians. 2) Artis Garrett Inv Rel: N Addr: @residential address on file Nature: Wrote a book Position: Author Start: 6/30/2023 No Hr/Mo: 1 No Hr/Mo Dur Trading: 0, Duties: I wrote a book.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-15 |
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