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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-05-02
PA RA APPROVED 2012-01-25
  • TX RA
    APPROVED
    Since 2012-05-02
  • PA RA
    APPROVED
    Since 2012-01-25

Branch Locations

417 Thorn St, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Sewickley PA 09/2011 Present
Bank Of America, N.A. Sewickley PA 02/2012 Present
  • 09/2011 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Sewickley, PA
  • 02/2012 → Present
    Bank Of America, N.A.
    Sewickley, PA
Other Businesses

I*2577268, Entity Type: Entity For Profit, Name of OBA: HQ Properties, Address: Redington Shores, Florida, 33708, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member","Owner"], Employee State Date: 08/06/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Rental Property for passive income, Limited management, my wife will mainly be the property manager. I*3182265Entity Type: Entity CharitableName of OBA: South Fayette Baseball AssociationAddress: Morgan, Pennsylvania, 15064Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 12/20/2025Number of Hours: 2, MonthlyNumber of Hours during trading: 0, MonthlyDuties: The association provides the opportunity for boys and girls to participate in youth baseball and softball in south fayette township. Help oversee the organization to make sure that fields are taken care of and fields are prepared. I will also aid in fundraising for the organization. I*4756270, Entity Type: , Name of OBA: The Club at Nevillewood, Address: Nevillewood, Pennsylvania, 15142, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 07/01/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: Board member making decisions on behalf of the club. Country Club

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-21
  • S66 Uniform Combined State Law Examination
    2012-01-21
Other Names
  • John V Maggio

View on SEC IAPD

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