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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-16 |
| TX | RA | APPROVED | 2024-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Tampa | FL | 07/2022 | 06/2024 |
| Northern Trust | Tampa | FL | 10/2018 | 06/2022 |
| University Of Rochester | Rochester | NY | 08/2016 | 06/2018 |
| Unemployed | Tampa | FL | 07/2018 | 09/2018 |
| Unemployed | Tampa | FL | 07/2024 | 07/2024 |
| Jpmorgan Chase Bank, N.A. | Tampa | FL | 08/2024 | Present |
| J.P. Morgan Securities Llc | Tampa | FL | 08/2024 | Present |
| Cherrywood Canandaigua Llc | Naples | NY | 01/2020 | Present |
| Svn Minerals Llc | Tampa | FL | 01/2021 | Present |
Entity Name: Cherrywood Canandaigua LLC Investment related: No Address: Naples NY Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Family-owned LLC, which holds interest one vacation real estate property in NY. My parent's gifted the home to my siblings and me for estate planning purposes. Entity Name: SVN Minerals LLC Investment related: No Address: Private Residence Nature of the other business: Mining Position/Title/Relationship: Owner/Partner Start Date: 01/01/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Family-owned LLC to distribute mineral rights income
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-13 |
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