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Mitchel Glen Milless

Mma Securities LLC

Minneapolis, MN

CRD 5541116

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Employer firm

Mma Securities LLC CRD 44254

10,839 advisory clients

Reported services (Item 5G)

  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ADVISORY SERVICES TO RETIREMENT PLAN PARTICIPANTS

From the firm’s Form ADV. Read the guides:

Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-09-30
OH RA APPROVED 2021-03-12
  • MN RA
    APPROVED
    Since 2021-09-30
  • OH RA
    APPROVED
    Since 2021-03-12

Branch Locations

6160 Golden Hills Drive, Minneapolis, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Minneapolis MN 06/2013 10/2017
Marsh & Mclennan Agency Minneapolis MN 04/2017 Present
Mma Securities Llc Minneapolis MN 10/2017 Present
  • 06/2013 → 10/2017
    Lpl Financial
    Minneapolis, MN
  • 04/2017 → Present
    Marsh & Mclennan Agency
    Minneapolis, MN
  • 10/2017 → Present
    Minneapolis, MN
Other Businesses

1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. 2. Holy Family Catholic Church; Non-Investment related; 5900 W Lake St, Minneapolis, MN 55416; Non-for-profit Church and School; Finance Council Member; Start Date 2016; devote 2 hours outside business hours; Meet monthly to review finances of the church and school

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-29
S63 Uniform Securities Agent State Law Examination 2008-06-28
  • S65 Uniform Investment Adviser Law Examination
    2023-12-29
  • S63 Uniform Securities Agent State Law Examination
    2008-06-28
Other Names
  • Mitchel G Milless

View on SEC IAPD

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