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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-09-30 |
| OH | RA | APPROVED | 2021-03-12 |
Branch Locations
6160 Golden Hills Drive, Minneapolis, MN 55416 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Minneapolis | MN | 06/2013 | 10/2017 |
| Marsh & Mclennan Agency | Minneapolis | MN | 04/2017 | Present |
| Mma Securities Llc | Minneapolis | MN | 10/2017 | Present |
1. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. 2. Holy Family Catholic Church; Non-Investment related; 5900 W Lake St, Minneapolis, MN 55416; Non-for-profit Church and School; Finance Council Member; Start Date 2016; devote 2 hours outside business hours; Meet monthly to review finances of the church and school
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-28 |
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