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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-30 |
| TX | RA | APPROVED | 2024-08-30 |
Branch Locations
Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States
Berwyn, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Philadelphia | PA | 05/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Philadelphia | PA | 11/2016 | 08/2024 |
| Rbc Capital Markets, Llc | Conshohocken | PA | 08/2024 | Present |
1) HASHEMI GROUP, LLC; NOT INVESTMENT RELATED; JERSEY CITY, NJ; 5% OWNERSHIP; START 4/16/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; REAL ESTATE DEVELOPMENT. SAMUEL S. FELS FUND, INV RELATED, PHILADELPHIA, PA, INVESTMENT COMMITTEE CHAIR, START 6/7/2021, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, RUNNING MEETINGS WITH INVESTMENT MANAGER AND REVEIWING FUND STRATEGY. 2) NAME OF ENTITY: The Philadelphia Foundation ADDRESS: 1835 Market St, Suite 2410 Philadelphia, PA 19103 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01.01.25 CAPACITY: Board of Directors DUTIES: Be an active participant. Attend Board meetings consistently, committee meetings as appropriate, and special events sponsored and supported by PF. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: Girl Scouts ADDRESS: 420 Fifth Avenue, Suite 2410, new york city, New York, 10018 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 23/04/2025 CAPACITY: Other DUTIES: volunteer troop leader HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-24 |
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