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Garland Murphy Scott

Sem Wealth Management

New Kent, VA

CRD 4163755

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Employer firm

Sem Wealth Management CRD 112142

$933M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Sem Wealth Management

7367 E. Tanque Verde Rd, Tucson, AZ 85715-3475 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-10-07
  • VA RA
    APPROVED
    Since 2020-10-07

Branch Locations

11815 Aspengraf Lane Suite B, New Kent, VA 23124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
On3Strategies Bel Air MD 01/2025 Present
New York Life New York NY 04/2013 07/2016
Wright Fund Management, Llc & Sierra Investment Management Santa Monica CA 08/2016 04/2018
Northern Lights Distributors, Llc Omaha NE 08/2016 04/2018
Strategic Equity Management Tucson AZ 07/2018 Present
Unemployed Bel Air MD 05/2018 06/2018
  • 01/2025 → Present
    On3Strategies
    Bel Air, MD
  • 04/2013 → 07/2016
    New York Life
    New York, NY
  • 08/2016 → 04/2018
    Wright Fund Management, Llc & Sierra Investment Management
    Santa Monica, CA
  • 08/2016 → 04/2018
    Northern Lights Distributors, Llc
    Omaha, NE
  • 07/2018 → Present
    Strategic Equity Management
    Tucson, AZ
  • 05/2018 → 06/2018
    Unemployed
    Bel Air, MD
Previous Registrations
  • 2005-02-18 → 2009-06-22
    Bofa Advisors, Llc
    Abingdon, MD
    Boston, MA
  • 2003-01-01 → 2005-03-14
    Bacap Distributors, Llc
    Abingdon, MD
  • 2002-04-18 → 2003-01-01
    Charlotte , NC
Other Businesses

Consultant for On3Strategies, a business coaching firm, PO Box 710 Bel Air, MD 221014, job duties of a Referring Consultant is to refer clients for business coaching opportunities. Start date 1/1/2025, 2% of time devoted to activity. This business is not investment-related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-07
S63 Uniform Securities Agent State Law Examination 2000-06-13
  • S65 Uniform Investment Adviser Law Examination
    2020-10-07
  • S63 Uniform Securities Agent State Law Examination
    2000-06-13
Other Names
  • Garland Murphy Scott
  • Garland Scott

View on SEC IAPD

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