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7367 E. Tanque Verde Rd, Tucson, AZ 85715-3475 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-10-07 |
Branch Locations
11815 Aspengraf Lane Suite B, New Kent, VA 23124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| On3Strategies | Bel Air | MD | 01/2025 | Present |
| New York Life | New York | NY | 04/2013 | 07/2016 |
| Wright Fund Management, Llc & Sierra Investment Management | Santa Monica | CA | 08/2016 | 04/2018 |
| Northern Lights Distributors, Llc | Omaha | NE | 08/2016 | 04/2018 |
| Strategic Equity Management | Tucson | AZ | 07/2018 | Present |
| Unemployed | Bel Air | MD | 05/2018 | 06/2018 |
Consultant for On3Strategies, a business coaching firm, PO Box 710 Bel Air, MD 221014, job duties of a Referring Consultant is to refer clients for business coaching opportunities. Start date 1/1/2025, 2% of time devoted to activity. This business is not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-13 |
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