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Edward Ralph Dudley

Sem Wealth Management

New Kent, VA

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Current Employers
Sem Wealth Management

7367 E. Tanque Verde Rd, Tucson, AZ 85715-3475 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-03-29
  • NC RA
    APPROVED
    Since 2022-03-29

Branch Locations

11815 Aspengraf Lane - Suite B, New Kent, VA 23124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
L2P Financial Partners Durham NC 03/2018 11/2021
Sb Financial Group Morrisville NC 03/2017 09/2018
Unemployed Durham NC 01/2016 03/2017
Charter Communications Morrisville NC 11/2019 Present
Sem Wealth Management New Kent VA 11/2021 Present
  • 03/2018 → 11/2021
    L2P Financial Partners
    Durham, NC
  • 03/2017 → 09/2018
    Sb Financial Group
    Morrisville, NC
  • 01/2016 → 03/2017
    Unemployed
    Durham, NC
  • 11/2019 → Present
    Charter Communications
    Morrisville, NC
  • 11/2021 → Present
    Sem Wealth Management
    New Kent, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-23
S63 Uniform Securities Agent State Law Examination 1997-12-19
  • S65 Uniform Investment Adviser Law Examination
    2021-09-23
  • S63 Uniform Securities Agent State Law Examination
    1997-12-19
Other Names
  • Edward Ralph Dudley
  • Edward Ralph Dudley

View on SEC IAPD

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Other Offices

SEM WEALTH MANAGEMENT · New Kent, VA
LPL FINANCIAL LLC · PROVIDENCE FORGE, VA
BALLARDSVILLE INVESTMENT ADVISORS · CHARLES CITY, VA
EDWARD JONES · WEST POINT, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Quinton, VA
LPL FINANCIAL LLC · TOANO, VA
WELLS FARGO CLEARING SERVICES, LLC · HIGHLAND SPRINGS, VA
LPL FINANCIAL LLC · KING WILLIAM, VA

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