Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-05 |
| KS | RA | APPROVED | 2018-01-31 |
Branch Locations
4600 Madison, #120, Kansas City, MO 64112 • United States
7007 College Blvd Ste 270, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Novak Birks, P.C. | Kansas City | MO | 08/1994 | Present |
| Lpl Financial Llc | Overland Park | KS | 02/2012 | Present |
| Personal Financial Group | Overland Park | KS | 02/2012 | Present |
1. 02/15/2012: Personal Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/22/2012: Personal Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 10% - Fee-based investment advisory services. 3. 7/26/2012: Novak Birks, PC - Investment Related - Tax Prep/Accounting/CPA - Time Spent 100% - Tax, Accounting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-08 |
Reach out to this advisor