Clark Steven Penney

Current Employers

Employment History

• 04/2014 → 03/2021
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 04/2014 → 07/2017
  Integrated Wealth Management, Inc.
  Palm Desert, CA
• 06/2017 → Present
  Cypress Wealth Services, Llc
  Palm Desert, CA
• 03/2021 → Present
  M.S. Howells & Co
  Scottsdale, AZ

Previous Registrations

• 2014-05-05 → 2017-12-31
  Integrated Wealth Management, Inc.
  Palm Desert, CA
• 2009-06-01 → 2014-05-14
  Morgan Stanley
  Anchorage, AK
  Indian Wells, CA
  Palm Desert, CA
• 2008-09-25 → 2009-06-01
  Morgan Stanley & Co. Llc
  Palm Desert, CA
• 2008-09-11 → 2008-09-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indian Wells, CA

Other Businesses

1. JUNE 2017; CYPRESS WEALTH SERVICES, LLC ANCHORAGE, AK; INVESTMENT RELATED; FINANCIAL PLANNING AND ASSET MANAGEMENT; PARTNER AND SENIOR FINANCIAL ADVISOR; DEVOTES 160 HRS/MONTH DURING MARKET HOURS. 2. JUNE 2017; INDEPENDENT INSURANCE PROFESSIONAL, ANCHORAGE, AK; NON INVESTMENT RELATED; SALES OF INSURANCE; DEVOTES 5 HRS/MONTH DURING NON MARKET HOURS. 3. JAN 2012; NICKEL, INC., ANCHORAGE, AK; NON INVESTMENT RELATED ;PRESIDENT/DIRECTOR; REAL ESTATE AND BUSINESS INVESTMENT; 1 HR/MTH; RUN MEETINGS,VOTE ON REAL ESTATE/BUSINESS INVESTMENT DECISIONS; DEVOTES 5 HRS/MONTH DURING NON MARKET HOURS. 4. JAN 2019; PENNEY CAPITAL, INC., ANCHORAGE, AK; NON INVESTMENT RELATED; BUSINESS CONSULTING AND ECONOMIC DEVELOPMENT; PRESIDENT; DEVOTES 0 HRS/MONTH. 5. Alaska Horizon; non-business related; 3620 Penland Parkway, Anchorage AK 99508; Nature- Civic and Social Organization; Position/Title- Consultant; Start date- 2.1.24; Approximately 8 hours per month; 0 during trading hours; Description- Alaskan social welfare within the meaning of 5019(c)4

Exams

• S66 Uniform Combined State Law Examination
  2008-09-04

Other Names

• Clark S Penney