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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-08 |
Branch Locations
8181 Communications Pkwy, Bldg A, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | Plano | TX | 09/2016 | 02/2019 |
| J.P. Morgan Securities Llc | Plano | TX | 02/2019 | Present |
| Capital One Advisors, Llc | Plano | TX | 09/2016 | 02/2019 |
| Jpmorgan Chase Bank, N.A. | Plano | CA | 02/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-31 |
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