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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2020-11-12

Branch Locations

130 N. Preston Road, Prosper, TX 75078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc San Diego CA 11/2011 09/2022
Linker Financial Group, Inc. Fresno CA 12/2008 07/2021
First Allied Advisory Services, Inc. Chesterfield MO 10/2013 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Prosper TX 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 11/2011 → 09/2022
    First Allied Securities, Inc
    San Diego, CA
  • 12/2008 → 07/2021
    Linker Financial Group, Inc.
    Fresno, CA
  • 10/2013 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Prosper, TX
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-07-28 → 2021-02-01
    Linker Financial Group, Inc.
    Fresno, CA
  • 2013-10-09 → 2020-11-12
    First Allied Advisory Services, Inc.
    San Diego, CA
    Fresno, CA
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2008; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. PROSPER FINANCIAL SERVICES, LLC; OWNER/CONSULTANT; CONSULTING; START DATE 03/01/2021; 160 HOURS PER MONTH. 3. PROSPER ISD SCHOOL BOARD; BOARD OF TRUSTEES; EDUCATION/TEACHING; START DATE: 05/07/2022; 8 HOURS PER MONTH. 4. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 5. NAME OF OTHER BUSINESS: PROSPER HISTORICAL SOCIETY INVESTMENT RELATED: NO; ADDRESS: 250 W. FIRST PROSPER, TX 75078; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST THE HISTORICAL SOCIETY WITH VOLUNTEERING IN COMMUNITY, PRESERVING THE HISTORY OF THE COMMUNITY, VOTING ON ANY ACTION ITEMS THAT REQUIRE BOARD APPROVAL;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-05
  • S66 Uniform Combined State Law Examination
    2013-08-05
Other Names
  • Garrett Ray Linker

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