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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 08/2011 | Present |
I*: five zero nine nine one three Entity Type: For Profit Name of OBA: JOFERA, LLC Address: WESLEY CHAPEL FL 33544 Investment Related: No Position, Title, Association:Owner Start Date:07/08/2021 No Hours: 1 hr Mthly No Hours during trading: 0 Duties: Rental Property Manage property Name: S.V.B. TENNIS FOUNDATION, INC. Investment related: No Address of the other business Zephyrhills, FL 33542 Nature of the other business Tennis Foundation Your position Board Member Title, or relationship with the other business Director Start date of your relationship 2022 Number of hrs:2 monthly Number of hrs you devote to the other business during: 0 Briefly describe your duties relating to the other business As a board member, attend bimonthly board meetings and assist on driving organization forward to meet their strategic objective plans. Name: Lutz Preparatory School Investment related: No Address of the other business Lutz, FL 33549 Nature of the other business Charter School Your position Board Member Title, or relationship with the other business Director Start date of your relationship 2019 Hours: 2 monthly- Board Meeting Hours you devote during trading: 0 Briefly describe your duties relating to the other business I am a board member of the school. Functions include attend once a month board meeting to vote on important school issues. Name: Rental Property Trail Wind Whether the business is investment-related No Address: Tampa, FL 33634Nature of the other business Rental Property Your position Owner Title, or relationship with the other business Owner Start date of your relationship 2009 Hours: 0 Hours during trading: 0 Briefly describe your duties relating to the other business Rental property rented to father/mother in law. Name: J.E.R. Power of Attorney Investment related: No Address: Wesley Chapel, FL 33543 Nature of the other business Power of Attorney -Father Your position Son- Power of attorney Title, or relationship with the other business Son Start date of your relationship 2024 Hours: 0 Hours during securities hours: 0 Briefly describe your duties relating to the other business Power of Attorney of father I*407185Entity Type: Entity For Profit Name of OBA: Nidara, LLC Address: Wesley Chapel Florida Investment Related: No Position, Title, Association: Owner Start Date:12/24/2019No Hours: 2 Mthly No Hours during trading: 0Duties: Ecommerce business that sells wood domino tables via ecommerce channels like ebay, amazon, facebook and instagram. I*477846Entity For Profit Name of OBA: COMERINT, INC Address: TAMPA, Florida, 33634Investment Related: Yes Position, Title, Association: Other Employee Start Date: 08/01/2016No Hours: 2No Hours during trading: 0 Duties: Bookkeeping and consulting I*: 2077280 Entity Type: For Profit Name of OBA: 3 Aces Clothing Address: Wesley Chapel, FL 33543 Investment Related: No Position, Title, Association: Owner Employee Start Date: 11/18/2024 Number of Hours: 3 hrs mthly Number of Hours during trading: 0 Duties: Clothing line
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-16 |
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