William Francis Simpson

Current Employers

Employment History

• 05/2014 → 12/2021
  Capital Investment Group, Inc
  Raleigh, NC
• 05/2014 → 12/2021
  Capital Investment Advisory Services, Llc
  Raleigh, NC
• 02/2009 → 12/2021
  W Frank Simpson Llc
  Rock Hill, SC
• 05/2015 → 12/2021
  Southern Commercial Real Estate Llc
  Rock Hill, SC
• 12/2021 → Present
  Lpl Financial, Llc
  Rock Hill, SC

Previous Registrations

• 2014-05-20 → 2021-12-10
  Capital Investment Advisory Services, Llc
  Raleigh, NC
  Rock Hill, SC
• 2009-03-19 → 2014-05-20
  Voya Financial Advisors, Inc.
  Tampa, FL
  Rock Hill, SC

Other Businesses

1) 12/2/2021: FERGUSON FINANCIAL LLC; At reported business location(s); Non-Variable Insurance; Agent; Inv. related; start date 1/2010; 4hrs/mo.; 1hr during trading. 2) 12/2/2021: FERGUSON FINANCIAL LLC; At reported business location(s); DBA for LPL Business (entity for LPL business); Investment Related; start date 1/2010; 40hrs/mo.; 10hrs during trading. 3) 12/2/2021: SOUTHERN COMMERCIAL REAL ESTATE; Rock Hill, SC; Mortgage/Real Estate Services; Real Estate Broker; Inv. related; start date 5/1/2015; 4hrs/mo.; 1hr during trading. 4) 10/11/2023: W. FRANK SIMPSON LLC affiliated with Brittany Ayers, CPA, LLC; At reported business location(s); Tax Prep/Accounting/CPA; Inv. related; start date 10/2/2023; 120hrs/mo. during trading. 5) 02/25/2026 - Plating Parts, LLC - Business Owner - Not Investment Related - Rock Hill, SC - Start Date 12/01/2025 - 5 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2008-12-09

Other Names

• William Frank Simpson
• William Frank Simpson