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Ryan James Thompson

Tiaa-Cref Individual & Institutional Services, LLC

Fargo, ND

Fargo, ND

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-26
VT RA APPROVED 2025-08-25
ND RA APPROVED 2016-07-02
  • TX RA
    APPROVED_RES
    Since 2025-08-26
  • VT RA
    APPROVED
    Since 2025-08-25
  • ND RA
    APPROVED
    Since 2016-07-02

Branch Locations

1142 17Th Street North Suite D, Fargo, ND 58102 • United States

Fargo, ND • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Fargo ND 06/2016 Present
Tiaa-Cref Individual & Institutional Services, Llc Fargo ND 06/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-31
  • S66 Uniform Combined State Law Examination
    2008-07-31

View on SEC IAPD

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FJELL CAPITAL · FARGO, ND
LPL FINANCIAL LLC · FARGO, ND
PRIME CAPITAL FINANCIAL · FARGO, ND
EDWARD JONES · FARGO, ND

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