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303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-06-19 |
Branch Locations
303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Touchstone Securities Inc | Cincinnati | OH | 05/2010 | Present |
| Ifs | Cincinnati | OH | 05/2010 | Present |
1. OHIO SQUIRRELS WATER POLO CLUB, DIRECTOR, NON INVESTMENT. 2. Business name: Northern Kentucky University Alumni Council; Not investment related; Located: Northern Kentucky University, Nuun Drive, Highland Heights, KY 41099; Nature: Volunteering to help students with mock interviews, resume writing and LinkedIn use. In addition, speaking to Business 201 class about the above topics; Position: Volunteer, member of council; Start date: 8/31/2020; Approximate number of hours per month: 5; 2 hours per month during trading hours; Duties include: Volunteering to help students with mock interviews, resume writing and LinkedIn use. In addition, speaking to Business 201 class about the above topics. 3. Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. 4. Boy Scouts of America (Scouting America in Feb 2025); not investment related; 6546 Mason Montgomery Road, Mason, OH 45040; Nature: Scouting - teaching youth about camping, safety and other activities; Position/Title: Cubmaster; Start date: Feb 1, 2025; Appr 3 hours/month; 0 during securities trading hours; Duties: leading pack activities 5. Scouting America; Not investment related; 6546 Mason Montgomery Road, Mason, OH 45040; Nature: Assistant Scoutmaster for Troop 750 and 1750; Position/Title: Cubmaster; Assistant Scoutmaster; Start date: 04/01/2026; Appr 8 hours/month; 0 during securities trading hours; No compensation; Duties: Attend troop meetings, educate on scout skills, camping
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-16 |
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