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Michael Stephen Jones

Touchstone Advisors Inc

Cincinnati, OH

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Current Employers
Touchstone Advisors Inc

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-06-19
  • OH RA
    APPROVED
    Since 2019-06-19

Branch Locations

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Touchstone Securities Inc Cincinnati OH 05/2010 Present
Ifs Cincinnati OH 05/2010 Present
  • 05/2010 → Present
    Touchstone Securities Inc
    Cincinnati, OH
  • 05/2010 → Present
    Ifs
    Cincinnati, OH
Other Businesses

1. OHIO SQUIRRELS WATER POLO CLUB, DIRECTOR, NON INVESTMENT. 2. Business name: Northern Kentucky University Alumni Council; Not investment related; Located: Northern Kentucky University, Nuun Drive, Highland Heights, KY 41099; Nature: Volunteering to help students with mock interviews, resume writing and LinkedIn use. In addition, speaking to Business 201 class about the above topics; Position: Volunteer, member of council; Start date: 8/31/2020; Approximate number of hours per month: 5; 2 hours per month during trading hours; Duties include: Volunteering to help students with mock interviews, resume writing and LinkedIn use. In addition, speaking to Business 201 class about the above topics. 3. Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. 4. Boy Scouts of America (Scouting America in Feb 2025); not investment related; 6546 Mason Montgomery Road, Mason, OH 45040; Nature: Scouting - teaching youth about camping, safety and other activities; Position/Title: Cubmaster; Start date: Feb 1, 2025; Appr 3 hours/month; 0 during securities trading hours; Duties: leading pack activities 5. Scouting America; Not investment related; 6546 Mason Montgomery Road, Mason, OH 45040; Nature: Assistant Scoutmaster for Troop 750 and 1750; Position/Title: Cubmaster; Assistant Scoutmaster; Start date: 04/01/2026; Appr 8 hours/month; 0 during securities trading hours; No compensation; Duties: Attend troop meetings, educate on scout skills, camping

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-22
S63 Uniform Securities Agent State Law Examination 2009-07-16
  • S65 Uniform Investment Adviser Law Examination
    2021-12-22
  • S63 Uniform Securities Agent State Law Examination
    2009-07-16
Other Names
  • Mike Stephen Jones

View on SEC IAPD

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