Matthew Joseph Figueroa

Employer firm

Ashton Thomas Private Wealth CRD 153902

$6.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• VARIABLE PRODUCT MODEL DESIGN AND MAINTENANCE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 01/2017
  Purshe Kaplan Sterling Investments
  Albany, NY
• 04/2016 → 03/2026
  Pinnacle Peak Private Client Group
  Scottsdale, AZ
• 01/2017 → 09/2021
  Bcg Securities, Inc.
  Cherry Hill, NJ
• 09/2021 → 12/2023
  Purshe Kaplan Sterling Investments
  Albany, NY
• 03/2026 → Present
  Ashton Thomas Private Wealth, Llc
  Scottsdale, AZ

Previous Registrations

• 2016-04-18 → 2026-03-11
  Pinnacle Peak Private Client Group, Llc
  Scottsdale, AZ
• 2017-01-19 → 2021-09-09
  Bcg Securities, Inc.
  Scottsdale, AZ
  Scottsdale, AZ
  Cherry Hill, NJ
• 2009-10-05 → 2016-04-01
  Ameriprise Financial Services, Llc
  Scottsdale, AZ
  Phoenix, AZ
  Scottsdale, AZ
• 2007-08-21 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1) Steelr Capital, LLC; Yes, Investment-Related; 23686 North 78th Street, Scottsdale, AZ 85255; RIA fees and Insurance commissions pass-through. Owner - Manager/Member; April 2016; 8-10 hours/month; 0 hours/month during securities trading hours. 2) Asthon Thomas Insurance Agency; Yes, Investment-Related; 8605 East Raintree Drive, Suite 280, Scottsdale, AZ 85260; Insurance Sales; Agent; 03/04/2026.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-08-14
• S63 Uniform Securities Agent State Law Examination
  1999-02-15

Other Names

• Matt Figueroa