Best Investors Account Sign in

Sheila Marie Braun

Commonwealth Financial Network

Coronado, CA

Claim This Profile
Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-25
CA RA APPROVED 2021-11-23
  • TX RA
    APPROVED_RES
    Since 2026-03-25
  • CA RA
    APPROVED
    Since 2021-11-23

Branch Locations

1013 Park Place, Coronado, CA 92118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pricewaterhousecoopers Llp Minneapolis MN 10/2011 11/2021
Commonwealth Financial Network San Diego CA 11/2021 12/2021
Commonwealth Financial Network San Diego CA 12/2021 Present
Plan To Prosper Coronado CA 12/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-22
  • S66 Uniform Combined State Law Examination
    2021-11-22
Other Names
  • Sheila Marie Braun

View on SEC IAPD

Other Firms

TRIVANT CUSTOM PORTFOLIO GROUP LLC
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
RICE HALL JAMES & ASSOCIATES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC
U.S. BANCORP ADVISORS, LLC
DYNAMIC

Other Investors

MICHAEL CARL HARRIS
DANIEL MARK LAIMON
James Robert Thompson
James Donald Evenson
WILLIAM GREGORY MCCOLL
BRANDON GLENN SILVIA
THUONG-THAO NGUYEN BUU-HOAN
GARY SCHULER RICE

Other Offices

TRIVANT CUSTOM PORTFOLIO GROUP LLC · SAN DIEGO, CA
SILVIA MCCOLL WEALTH MANAGEMENT, LLC · SAN DIEGO, CA
RICE HALL JAMES & ASSOCIATES LLC · SAN DIEGO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAN DIEGO, CA
UBS FINANCIAL SERVICES INC. · SAN DIEGO, CA
UBS FINANCIAL SERVICES INC. · SAN DIEGO, CA
COMMONWEALTH FINANCIAL NETWORK · SAN DIEGO, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN DIEGO, CA

More in Coronado, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor