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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-01-04 |
Branch Locations
440 Science Dr Suite 302, Madison, WI 53711 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments Inc | Madison | WI | 03/2015 | 01/2018 |
| Financial Wealth Management Llc | Madison | WI | 01/2015 | 12/2020 |
| Private Client Services | Louisville | KY | 01/2018 | 12/2020 |
| Lpl Financial, Llc | Madison | WI | 12/2020 | 06/2025 |
| Wealth Enhancement Group | Plymouth | MN | 01/2021 | Present |
| Wealth Enhancement Advisory Services Llc | Madison | WI | 01/2021 | Present |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 01/2021 | Present |
WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/31/2020 - 160 Hours Per Month/6 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through WEAS, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. Wealth Enhancement Group - Non-Investment Related - Madison, WI - Fixed Insurance - VP, Financial Advisor - Start Date: 12/2020 - 2 Hours Spent Per Month, 0 Hours Spent During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-28 |
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