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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-08-23 |
| TX | RA | APPROVED | 2023-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Alpharetta | GA | 11/2008 | 08/2023 |
| Wells Fargo Advisors Financial Network, Llc | Alpharetta | GA | 08/2023 | Present |
VH HOLDINGS, INC; INV RELATED; CUMMING, GA; 33.4% OWNERSHIP; START 08/31/2023; 8 HOURS PER MONTH; 0 HOURS DURING TRADING; FAMILY REAL ESTATE HOLDING CORPORATION. VAN HORN GROUP, LLC, INVT RELATED, ALPHARETTA, GA, 30% OWNERSHIP, START DATE 8/18/2023, 240 HRS PER MONTH, 7 HRS DURING TRADING, FINET PRACTICE. TONY VH, LLC, INVT RELATED, ALPHARETTA, GA, 100% OWNERSHIP, START DATE 8/18/2023, 240 HRS PER MONTH, 7 HRS DURING TRADING, FINET PRACTICE. DRAPER COVE LLC, INVT RELATED, ALPHARETTA, GA, 34% OWNERSHIP, START DATE 10/03/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, LLC FOR REAL ESTATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-08 |
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