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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2018-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Bismarck | ND | 10/2012 | 12/2018 |
| Cornerstone Bank | Fargo | ND | 12/2018 | 01/2019 |
| Lpl Financial Llc | Fargo | ND | 12/2018 | Present |
1)12/03/18- Cornerstone financial group- DBA for LPL Business (entity for LPL business)- Inv. Related- Fargo, ND - 100% 2. 04/02/2019 - Cornerstone Financial Group - Investment related - At reported business location(s) - Non-Variable Insurance - start date: 03/20/2019 - 10 hrs/mo - 10 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-28 |
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