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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-13
  • IL RA
    APPROVED
    Since 2025-05-13

Branch Locations

388 S Main St, Bartlett, IL 60103 • United States

460 Randall Rd., South Elgin, IL 60177 • United States

1645 Larkin Avenue, Elgin, IL 60123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Park Ridge IL 02/2011 09/2018
Pnc Bank, N.A. Park Ridge IL 02/2011 09/2018
Pnc Bank Schaumburg IL 02/2011 09/2018
Fifth Third Bank St. Charles IL 09/2018 02/2023
Fifth Third Securities St. Charles IL 09/2018 02/2023
U.S. Bank Mundelein IL 02/2023 04/2025
U.S. Bancorp Investments, Inc. Mundelein IL 02/2023 04/2025
Fifth Third Bank Bartlett IL 04/2025 Present
Fifth Third Securities Bartlett IL 05/2025 Present
  • 02/2011 → 09/2018
    Pnc Investments
    Park Ridge, IL
  • 02/2011 → 09/2018
    Pnc Bank, N.A.
    Park Ridge, IL
  • 02/2011 → 09/2018
    Pnc Bank
    Schaumburg, IL
  • 09/2018 → 02/2023
    Fifth Third Bank
    St. Charles, IL
  • 09/2018 → 02/2023
    Fifth Third Securities
    St. Charles, IL
  • 02/2023 → 04/2025
    U.S. Bank
    Mundelein, IL
  • 02/2023 → 04/2025
    Mundelein, IL
  • 04/2025 → Present
    Fifth Third Bank
    Bartlett, IL
  • 05/2025 → Present
    Fifth Third Securities
    Bartlett, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-29
  • S66 Uniform Combined State Law Examination
    2008-08-29
Designations

View on SEC IAPD

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