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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-14 |
| NY | RA | APPROVED | 2022-11-11 |
Branch Locations
300 Broadhollow Rd, Melville, NY 11747 • United States
75 Rockefeller Plz, New York, NY 10019 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Investing, Llc | New York | NY | 07/2016 | 05/2018 |
| Oppenheimer & Co. Inc | New York | NY | 06/2018 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2022 | Present |
I*3324269 Entity Type: Entity Charitable Name of OBA: Hasbrouck Family Association Inc. Address: New Paltz, New York, 12561 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/24/2026 Number of Hours: 20, Yearly Number of Hours during trading: 0, Yearly Duties: The Hasbrouck Family Association (HFA) was founded in 1957. Its primary goals were the purchase of the Abraham Hasbrouck House and the documentation of family history. (The Jean Hasbrouck House already belonged to the Huguenot Historical Society, with which HFA is affiliated.) The Association now has a membership of over 300. It holds an annual gathering in New Paltz and publishes a newsletter that addresses items of common interest regarding the houses and our heritage, as well as topics submitted or requested by members. It also solicits, maintains, and makes available family genealogy information, as well as historical information. Board member. Responsible for activities including but not limited to historic preservation and restoration.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-25 |
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