John Anthony Macukas

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2000 → 09/2020
  Ubs Financial Services Inc.
  Norfolk, VA
• 09/2020 → Present
  Stifel, Nicolaus & Company, Incorporated(793)
  Santa Fe, NM

Previous Registrations

• 2000-07-31 → 2020-09-24
  Ubs Financial Services Inc.
  Norfolk, VA
  Santa Fe, NM
  Norfolk, VA

Other Businesses

1. Rotary Club of Santa Fe; Santa Fe Hilton, Santa Fe, NM 87501; Volunteer and community service; Member, Chair of Arts Committee; Community volunteer work and support; 06/17/2013; 2 Hours per Week; During Securities Trading Hours; Not Investment-Related. 2. Museum of New Mexico Foundation; 1411 Paseo de Peralta, Santa Fe, NM 87501; Supports four state museums in Santa Fe, eight historic sites statewide and the Office of Archaeological Studies; Board Member; Governance; 08/01/2023; 4 Hours per Quarter; Not during securities trading hours; Not Investment-Related. 3. Museum of New Mexico Foundation; 1411 Paseo de Peralta, Santa Fe, NM 87501; Supports five state museums in Santa Fe, eight historic sites statewide and the Office of Archaeological Studies; Treasurer; Chair the Finance Committee, which will review the Foundation's financial status, including the annual budget.; 08/01/2023; 4 hrs/month; Not during securities trading hours; Not Investment-Related.

Exams

• S66 Uniform Combined State Law Examination
  2000-05-25

Designations

• Certified Financial Planner