Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-27 |
| NM | RA | APPROVED | 2020-09-16 |
Branch Locations
130 Lincoln Avenue 2Nd Floor, Santa Fe, NM 87501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Norfolk | VA | 03/2000 | 09/2020 |
| Stifel, Nicolaus & Company, Incorporated(793) | Santa Fe | NM | 09/2020 | Present |
1. Rotary Club of Santa Fe; Santa Fe Hilton, Santa Fe, NM 87501; Volunteer and community service; Member, Chair of Arts Committee; Community volunteer work and support; 06/17/2013; 2 Hours per Week; During Securities Trading Hours; Not Investment-Related. 2. Museum of New Mexico Foundation; 1411 Paseo de Peralta, Santa Fe, NM 87501; Supports four state museums in Santa Fe, eight historic sites statewide and the Office of Archaeological Studies; Board Member; Governance; 08/01/2023; 4 Hours per Quarter; Not during securities trading hours; Not Investment-Related. 3. Museum of New Mexico Foundation; 1411 Paseo de Peralta, Santa Fe, NM 87501; Supports five state museums in Santa Fe, eight historic sites statewide and the Office of Archaeological Studies; Treasurer; Chair the Finance Committee, which will review the Foundation's financial status, including the annual budget.; 08/01/2023; 4 hrs/month; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-25 |
Reach out to this advisor