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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-12-07 |
Branch Locations
1349 W Lane Ave Ste 1200, Upper Arlington, OH 43221 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2009 | Present |
| Northwestern Mutual Investment Services, Llc | Columbus | OH | 09/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, 171 E MITHOFF ST, 171 E MITHOFF ST, COLUMBUS, , OHIO, 43206, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/26/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTING A HOME THAT I OWN. non investment related. 3. CHRIS MOORE COACHING, BUSINESS RELATED SEMINARS, START DATE: 6/6/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, THE COACHING IS FOR ADVISORS 3-10 YEARS IN THE BUSINESS WHO HAVE DEMONSTRATED A HISTORY OF SUCCESS BUT WANT TO ACCELERATE THE GROWTH OF THEIR INVESTMENT/INSURANCE PRACTICE; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-08 |
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